Our Fiduciary Compliance Services

Plan sponsors are required by law to understand and fulfill fiduciary responsibilities owed to their retirement plans.  Failure to adopt fundamental practices could result in regulatory intervention and potentially significant personal liability for plan fiduciaries.

Our plan specialists have extensive experience in retirement plan design, compliance, and administration as well as fiduciary governance consulting and implementation.  We provide plan sponsors with a prudent process to help them choose reliable 401(k) vendors, manage plan expenses, select the right investments and monitor ongoing fund performance.  For the plan participant, investment advice, education and review may be offered to assist them in becoming "retirement ready".